DFM and Model Portfolio Selection
Automated, digital and efficient
Our technology provides the means for DFMs that provide a Managed Portfolio Service (MPS) to scale their business. The platform combines an adviser digital onboarding experience with selection of underlying MPS on behalf of the investor.
Frictionless onboarding that integrates with your existing systems
Digital MPS selection process for an enhanced client experience
Reporting and monitoring to support your regulatory duties
Streamline your MPS: efficient, compliant, scalable
Our Managed Portfolio Service (MPS) platform is designed to empower Discretionary Fund Managers (DFMs) and investment firms by streamlining the entire adviser onboarding process and enhancing the selection of MPS for investors.
By integrating robust digital tools with automated processes, our platform allows DFMs to efficiently scale their business while ensuring compliance and delivering a seamless experience to advisers and their clients.
A thorough, fully automated adviser onboarding process, that can incorporate a DFMs bespoke due diligence questionnaire, real-time links to the FCA’s website for regulatory checks, and customisable workflows, our MPS platform helps investment firms streamline their product offering for advisers and clients.
Challenges with Model Portfolio Services
Stringent regulatory requirements
Compliance is an ongoing and manual process that involves resource intensive repeated due diligence checks across advisers.
Limited scale
Managing a growing number of client portfolios while maintaining high service standards is a difficult balancing act in a manual world.
Cumbersome data management
Managing and integrating data from various sources is challenging, leading to inefficiencies and errors in portfolio management and reporting.
Cost intensive
High operational costs associated with manual processes can reduce both the profitability and ability to improve Model Portfolio Services offerings.
Digitalise to optimise…
Automated reporting and monitoring
All of your compliance and regulatory requirements are met with the touch of a button with automated reporting and a full audit trail.
Digital scalability
The modular design allows DFMs to easily onboard new advisers and clients while maintaining consistent quality and efficiency across a growing portfolio base.
Streamlined data
Seamless data integration and management reduces errors, enhances accuracy, and provides real-time insights, for better decision-making and more efficient portfolio management.
Cost efficient
Automating the intensive onboarding and document management, reduces operational costs, freeing up resources for more valuable strategic activities.
Reinventing what investment technology can do
FCA expectations for investment firms: due diligence when onboarding new adviser firms
In this article we look at what the FCA looks for when investment firms in the UK onboard new adviser clients and explore the key areas of due diligence that is expected by the city regulator.
Adviser Onboarding for DFM’s
What’s the difference between Structured Products and Actively Managed Certificates. Read here to find out more.
What is an actively managed certificate?
Investors are constantly on the lookout for innovative financial instruments that can offer tailored exposure to various asset classes while mitigating risks. Actively Managed Certificates (AMCs) and Structured Products are two such instruments that have gained traction among sophisticated investors.
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David MacDonald
CEO
